Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 12 1.07 9.99 1,751,798
Mutual Fund 11 0.12 2.74 149,708
Insider 9 0.01 0.06 12,841

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 11 0.98 4.19 1,629,537
Sellers 12 -0.30 1.24 -482,142
Net 0.68 2.95 1,147,395

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 1.08 10.05 1,764,639
Top 10 Inst. 1.07 9.97 1,747,797
Top 20 Inst. 1.08 10.05 1,764,639
Top 50 Inst. --

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth
Aggressive Growth -- --
Core Growth -- -- -- --
Growth 1 0.40 5.52 842,000
Income
Income Value -- --
Yield -- --
Index 2 0.02 0.12 44,989
Other 6 0.57 3.88 694,203
Broker Dealer 1 0.02 0.11 42,475
GARP -- --
Hedge Fund 5 0.55 3.77 651,728
Specialty -- --
Value
Core Value 1 -- -- 52
Deep Value -- --

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
Empery Asset Management, L.P. 842,000 5.52 842,000 1/24/20
Anson Funds Management LP. 339,756 2.23 339,756 12/31/19
Bigger Capital Funds, LP 167,661 1.10 84,507 12/31/19
Blackstone Alternative Investment Advisors LLC 120,562 0.38 120,562 12/31/19
Searle & Company 110,000 0.28 95,000 3/31/20
UBS Financial Services, Inc. 60,554 0.19 60,554 3/31/20
Barclays Capital Inc. 42,475 0.11 42,475 3/31/20
Northern Trust Investments, Inc. 29,232 0.08 27,284 3/31/20
Renaissance Technologies LLC 19,800 0.05 -164,244 3/31/20
The Vanguard Group, Inc. 15,757 0.04 13,398 3/31/20
Erb (John L) 11,617 0.03 -- 4/6/20
Addenda Capital, Inc. 3,949 0.01 3,949 12/31/19
Li (Chiang) 1,204 0.03 -15,650 12/31/18
Wells Fargo Bank, N.A. 52 -- 52 3/31/20
Brandt (Steven Frank) 5 -- -- 4/6/20
Likens (Matthew E.) 5 -- -- 4/6/20
Watson (Warren S) 3 -- -- 4/6/20
Salveson (Jon W) 3 -- -- 4/6/20
Waller (Gregory D) 2 -- -- 4/6/20
Drayton (Claudia) 2 -- -- 4/6/20

* Insider values reflect direct beneficial ownership.

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