Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 14 3.69 12.26 8,858,666
Mutual Fund 8 0.27 0.72 312,321
Insider 9 0.01 0.02 12,841

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 10 2.75 8.89 7,293,654
Sellers 7 -0.13 0.36 -294,294
Net 2.62 8.53 6,999,360

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 3.70 12.28 8,871,507
Top 10 Inst. 3.68 12.23 8,837,000
Top 20 Inst. 3.70 12.28 8,871,504
Top 50 Inst. --

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth
Aggressive Growth -- --
Core Growth -- -- -- --
Growth 1 0.40 1.17 842,000
Income
Income Value -- --
Yield -- --
Index 2 0.17 0.50 364,335
Other 5 0.51 0.92 665,534
Broker Dealer 1 0.04 0.13 91,086
GARP -- --
Hedge Fund 4 0.47 0.79 574,448
Specialty -- --
Value
Core Value 2 0.10 0.28 200,130
Deep Value -- --

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
Heights Capital Management, Inc. 6,666,666 9.22 6,666,666 8/19/20
Empery Asset Management, L.P. 842,000 1.17 842,000 1/24/20
Anson Funds Management LP. 339,756 0.47 339,756 12/31/19
The Vanguard Group, Inc. 302,881 0.42 287,124 6/30/20
First Wilshire Securities Management, Inc. 200,000 0.28 200,000 6/30/20
Bigger Capital Funds, LP 167,661 0.23 84,507 12/31/19
Searle & Company 110,000 0.15 -- 6/30/20
UBS Financial Services, Inc. 91,086 0.13 30,532 6/30/20
Northern Trust Investments, Inc. 61,454 0.09 32,222 6/30/20
Two Sigma Investments, LP 55,496 0.08 55,496 6/30/20
Erb (John L) 11,617 0.02 -- 8/25/20
Squarepoint Capital LLP 11,535 0.02 11,535 6/30/20
S.A. Mason LLC 10,000 0.01 10,000 6/30/20
Li (Chiang) 1,204 -- -15,650 12/31/18
Wells Fargo Bank, N.A. 130 -- 78 6/30/20
Brandt (Steven Frank) 5 -- -- 8/25/20
Likens (Matthew E.) 5 -- -- 4/6/20
Watson (Warren S) 3 -- -- 8/25/20
Salveson (Jon W) 3 -- -- 8/25/20
Waller (Gregory D) 2 -- -- 8/25/20

* Insider values reflect direct beneficial ownership.

Copyright Refinitiv